Regulators – Page 2

DFA and Living Wills (funeral plans)

Section 165(d) of Dodd Frank Act requires each non bank financial company or bank holding company with consolidated assets of

Federal Regulators in the United States are moving ahead with a rule that would ban banks from trading for their

As established under the Dodd-Frank Act, the Financial Stability Oversight Council (FSOC) will provide, for the first time, comprehensive monitoring

The Dodd-Frank Act provided important new authorities to the FDIC to resolve Systemically Important Financial Institutions. Prior to the recent

In the recently held G20 deliberations, there was a call for ending what is called mechanistic reliance on credit rating

No one knows exactly what the problems afflicting financial markets today. Hence, we should not be in a hurry to

The recent financial markets crises have heightened and increased focus on collateralization. Collateralization is a process where a borrower pledges

Volcker, Vicker or combined global regulations, one may aspire for any or many, but nothing will work when the banks

Leading through uncertainty can be as complex as four deaf and blind persons trying to explain how an elephant would

Euro and Europe are going through challenging times. Stephen Hester, chief executive of Royal Bank of Scotland, has conceded for