Tag Archives: Broker Dealer

Hedge Fund Industry – a stock taking

Internationally many regulations impacting operations of Hedge Fund industry cover the following major areas –          Advertising –          Broker Dealer Issues –          Principal Underwriter...

The Art and Science of Securing Securities Lending Business

Securities Lending is an OTC market business practice that involves borrowing and lending of securities mainly for the purpose of covering short-sale positions. Sometimes, it is also be used for derivative hedges and dividend arbitrage across...